Daniel Pinard

Rbc Rochdale, LLC

CRD 7406244

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Employer firm

Rbc Rochdale, LLC CRD 117198

$73.0B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-07-21

TX RA
APPROVED

Since 2022-07-21

Branch Locations

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

1800 West Loop South Suite 1450, Houston, TX 77027 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cnr Securities, Llc	Houston	TX	06/2021	Present
Westwood Holdings Group	Houston	TX	08/2013	06/2021

06/2021 → Present

Cnr Securities, Llc

Houston, TX
08/2013 → 06/2021

Westwood Holdings Group

Houston, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-02-02

S66 Uniform Combined State Law Examination

2022-02-02

View on SEC IAPD

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