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Marisa Nicole Smith

United Asset Strategies Inc.

Garden City, NY

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Current Employers
United Asset Strategies Inc.

377 Oak Street Suite 403, Garden City, NY 11530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-04-14
NY RA APPROVED 2021-07-11
  • NJ RA
    APPROVED
    Since 2026-04-14
  • NY RA
    APPROVED
    Since 2021-07-11

Branch Locations

377 Oak Street Suite 403, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Asset Strategies, Inc. Garden City NY 01/2019 Present
Agency Access Hauppauge NY 01/2018 10/2018
Developmental Disabilities Institute Medford NY 03/2017 07/2017
Real Content Media Group Bethpage NY 06/2015 04/2017
Unemployed East Northport NY 11/2018 01/2019
Unemployed East Northport NY 08/2017 12/2017
  • 01/2019 → Present
    United Asset Strategies, Inc.
    Garden City, NY
  • 01/2018 → 10/2018
    Agency Access
    Hauppauge, NY
  • 03/2017 → 07/2017
    Developmental Disabilities Institute
    Medford, NY
  • 06/2015 → 04/2017
    Real Content Media Group
    Bethpage, NY
  • 11/2018 → 01/2019
    Unemployed
    East Northport, NY
  • 08/2017 → 12/2017
    Unemployed
    East Northport, NY

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

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