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Surya Prakash Dubey

The Huntington Investment Company

Columbus, OH

Gurugram, Haryana

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Current Employers
The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-07-21
  • OH RA
    APPROVED
    Since 2025-07-21

Branch Locations

Home Office Osj - Easton 7 Easton Oval, Columbus, OH 43219 • United States

Plot No 22A&B, Oswal Buildings Udyog Vihar Sector 18, Gurugram, Haryana 122015 • India

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Genpact Gurugram 04/2021 Present
Aryabhatta College (Du) And Bpskv School Deoli New Delhi 11/2011 03/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 07/2025
Cetera Advisors Llc Greenwood Village CO 06/2021 07/2025
Cetera Investment Services Llc St Cloud MN 06/2021 07/2025
Cetera Financial Specialists Llc Schaumberg IL 06/2021 07/2025
Cetera Investment Advisers Llc Schaumburg IL 01/2025 07/2025
The Huntington Investment Company Columubus OH 07/2025 Present
  • 04/2021 → Present
    Genpact
    Gurugram
  • 11/2011 → 03/2021
    Aryabhatta College (Du) And Bpskv School Deoli
    New Delhi
  • 06/2021 → 07/2025
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2021 → 07/2025
    Cetera Advisors Llc
    Greenwood Village, CO
  • 06/2021 → 07/2025
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2021 → 07/2025
    Cetera Financial Specialists Llc
    Schaumberg, IL
  • 01/2025 → 07/2025
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 07/2025 → Present
    The Huntington Investment Company
    Columubus, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-14
  • S66 Uniform Combined State Law Examination
    2025-01-14
Other Names
  • Surya Prakash Dubey
  • Surya Dubey

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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