Inactive

Shweta Lawande

Francis Financial

CRD 7405162

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Employer firm

Francis Financial CRD 128067

$803M regulatory AUM 22 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Francis Financial

39 Broadway Suite 1730, New York, NY 10006 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-04-13
CA	RA	APPROVED	2026-04-08
TX	RA	APPROVED	2026-04-08
NY	RA	APPROVED	2021-07-23

NJ RA
APPROVED

Since 2026-04-13
CA RA
APPROVED

Since 2026-04-08
TX RA
APPROVED

Since 2026-04-08
NY RA
APPROVED

Since 2021-07-23

Branch Locations

39 Broadway Suite 1730, New York, NY 10006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Francis Financial, Inc.	New York	NY	11/2016	01/2022
Francis Financial, Inc.	New York	NY	05/2016	11/2016
Francis Financial, Inc.	New York	NY	01/2022	Present

11/2016 → 01/2022

Francis Financial, Inc.

New York, NY
05/2016 → 11/2016

Francis Financial, Inc.

New York, NY
01/2022 → Present

Francis Financial, Inc.

New York, NY

Designations

Certified Financial Planner

View on SEC IAPD

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