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Nia Imani Harris

J.P. Morgan Securities LLC

New York, NY

CRD 7405022

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-06-16
TX RA APPROVED 2022-11-16
  • NY RA
    APPROVED
    Since 2023-06-16
  • TX RA
    APPROVED
    Since 2022-11-16

Branch Locations

270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Minneapolis MN 07/2021 Present
Jpmorgan Chase Bank, N.A. Minneapolis MN 07/2021 Present
Abundant180 Minneapolis, MN 01/2017 06/2021
Punch & Associates Investments Edina MN 09/2020 04/2021
Carleton College Northfield MN 09/2017 03/2021
Futuregood Burnsville, MN 08/2018 01/2020
Carleton College Northfield MN 09/2017 03/2021
Unemployed Burnsville MN 06/2011 12/2016
  • 07/2021 → Present
    J.P. Morgan Securities Llc
    Minneapolis, MN
  • 07/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Minneapolis, MN
  • 01/2017 → 06/2021
    Abundant180
    Minneapolis,, MN
  • 09/2020 → 04/2021
    Punch & Associates Investments
    Edina, MN
  • 09/2017 → 03/2021
    Carleton College
    Northfield, MN
  • 08/2018 → 01/2020
    Futuregood
    Burnsville,, MN
  • 09/2017 → 03/2021
    Carleton College
    Northfield, MN
  • 06/2011 → 12/2016
    Unemployed
    Burnsville, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-20
  • S66 Uniform Combined State Law Examination
    2021-08-20

View on SEC IAPD

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