Inactive

Nicole Claire Fox

Cerity Partners LLC

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Current Employers

Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-07-05

NY RA
APPROVED

Since 2023-07-05

Branch Locations

28 Liberty Street #2850, New York, NY 10005 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Aj Wealth	New York	NY	02/2016	06/2023
Cerity Partners Llc	New York	NY	07/2023	Present

02/2016 → 06/2023

Aj Wealth

New York, NY
07/2023 → Present

Cerity Partners Llc

New York, NY

Previous Registrations

2016-02-15 → 2023-08-15

Aj Wealth

New York, NY
2012-09-04 → 2016-02-09

Wells Fargo Clearing Services, Llc

New York, NY
2007-08-22 → 2012-09-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA
2006-05-17 → 2007-08-22

J.P. Morgan Securities Llc

Boston, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-03-13

S66 Uniform Combined State Law Examination

2006-03-13

Designations

Other Names

Nicole Claire Fox
Nicole C Fox

View on SEC IAPD

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BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY

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