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Jefferies Investment Advisers LLC CRD 325421
$5.15B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
520 Madison Avenue, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2026-08-04 |
| FL | RA | APPROVED | 2026-07-09 |
| MA | RA | APPROVED | 2026-07-09 |
| DC | RA | APPROVED | 2026-06-09 |
| PR | RA | APPROVED | 2026-04-20 |
| AZ | RA | APPROVED | 2026-04-13 |
| ND | RA | APPROVED | 2026-04-07 |
| AK | RA | APPROVED | 2026-04-02 |
| VI | RA | APPROVED | 2026-04-01 |
| AR | RA | APPROVED | 2026-03-31 |
| RI | RA | APPROVED | 2026-03-31 |
| MT | RA | APPROVED | 2026-03-26 |
| NH | RA | APPROVED | 2026-03-26 |
| WV | RA | APPROVED | 2026-03-26 |
| WY | RA | APPROVED | 2026-03-26 |
| KY | RA | APPROVED | 2026-03-25 |
| MI | RA | APPROVED | 2026-03-25 |
| PA | RA | APPROVED | 2026-03-25 |
| SC | RA | APPROVED | 2026-03-25 |
| CO | RA | APPROVED | 2026-03-24 |
| GA | RA | APPROVED | 2026-03-24 |
| HI | RA | APPROVED | 2026-03-24 |
| ID | RA | APPROVED | 2026-03-24 |
| IL | RA | APPROVED | 2026-03-24 |
| IA | RA | APPROVED | 2026-03-24 |
| NV | RA | APPROVED | 2026-03-24 |
| NM | RA | APPROVED | 2026-03-24 |
| WI | RA | APPROVED | 2026-03-24 |
| AL | RA | APPROVED | 2026-03-23 |
| CA | RA | APPROVED | 2026-03-23 |
| CT | RA | APPROVED | 2026-03-23 |
| DE | RA | APPROVED | 2026-03-23 |
| IN | RA | APPROVED | 2026-03-23 |
| KS | RA | APPROVED | 2026-03-23 |
| LA | RA | APPROVED | 2026-03-23 |
| ME | RA | APPROVED | 2026-03-23 |
| MD | RA | APPROVED | 2026-03-23 |
| MN | RA | APPROVED | 2026-03-23 |
| MS | RA | APPROVED | 2026-03-23 |
| MO | RA | APPROVED | 2026-03-23 |
| NE | RA | APPROVED | 2026-03-23 |
| NJ | RA | APPROVED | 2026-03-23 |
| NY | RA | APPROVED | 2026-03-23 |
| NC | RA | APPROVED | 2026-03-23 |
| OH | RA | APPROVED | 2026-03-23 |
| OK | RA | APPROVED | 2026-03-23 |
| SD | RA | APPROVED | 2026-03-23 |
| TX | RA | APPROVED | 2026-03-23 |
| UT | RA | APPROVED | 2026-03-23 |
| VT | RA | APPROVED | 2026-03-23 |
| VA | RA | APPROVED | 2026-03-23 |
| WA | RA | APPROVED | 2026-03-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 02/2022 | 02/2026 |
| Northwestern Mutual | New York | NY | 08/2021 | 09/2021 |
| Brown Brothers Harriman | Jersey City | NJ | 10/2021 | 02/2022 |
| Roland Run Swim Club | Lutherville-Timonium | MD | 05/2015 | 08/2018 |
| Higgins Crab House | Ocean City | MD | 06/2020 | 08/2020 |
| Dry 85 | Ocean City | MD | 06/2019 | 08/2019 |
| Unemployed | New York | NY | 09/2021 | 10/2021 |
| Full Time Education | Newark | DE | 09/2017 | 05/2021 |
| Full Time Education | Baltimore | MD | 02/2012 | 05/2018 |
| Full Time Education | Newark | DE | 08/2018 | 08/2019 |
| Jefferies Llc | New York | NY | 03/2026 | Present |
| Jefferies Investment Advisers, Llc | New York | NY | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2022-03-18 |
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