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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-11 |
| NY | RA | APPROVED | 2026-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 06/2021 | 12/2021 |
| Fairfield University Recreation | Fairfield | CT | 09/2019 | 05/2021 |
| Sensational Hosts Catering | Maple Shade | NJ | 06/2018 | 05/2019 |
| Cherry Hill East Boy's Basketball | Cherry Hill | NJ | 05/2018 | 07/2018 |
| Cutco Corporation | Marlton | NJ | 05/2017 | 07/2017 |
| Hill Archive | Berlin | NJ | 06/2017 | 08/2017 |
| Unemployed | Cherry Hill | NJ | 05/2019 | 08/2019 |
| Cherry Hill East High School | Cherry Hill | NJ | 09/2014 | 06/2017 |
| Unemployed | Cherry Hill | NJ | 09/2017 | 05/2018 |
| Fairfield University | Fairfield | CT | 09/2017 | 05/2018 |
| St. Joseph's University | Philadelphia | PA | 08/2018 | 05/2019 |
| Fairfield University | Fairfield | CT | 09/2019 | 05/2021 |
| Sanford C. Bernstein & Co., Llc | New York | NY | 12/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-09 |
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