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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-17
AL RA APPROVED 2025-10-16
VT RA APPROVED 2025-10-16
NJ RA APPROVED 2024-06-24
NY RA APPROVED 2023-02-16
  • TX RA
    APPROVED_RES
    Since 2025-10-17
  • AL RA
    APPROVED
    Since 2025-10-16
  • VT RA
    APPROVED
    Since 2025-10-16
  • NJ RA
    APPROVED
    Since 2024-06-24
  • NY RA
    APPROVED
    Since 2023-02-16

Branch Locations

730 Third Avenue Nyc Regional, New York, NY 10017 • United States

Caldwell, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Marketing Corporation Malvern PA 06/2021 11/2021
Valley Bank Wayne NJ 06/2019 12/2019
Mlb Network Seacaucus NJ 05/2018 08/2018
Seton Hall Preparatory School West Orange NJ 09/2013 05/2017
Saint Joseph's University Philadelphia PA 08/2017 05/2021
Saint Joseph's University Philadelphia PA 01/2021 05/2021
Hennion & Walsh, Inc. Boca Raton FL 12/2021 01/2023
Hennion & Walsh Asset Management, Inc. Boca Raton FL 12/2021 01/2023
Tiaa New York NY 02/2023 Present
Tiaa-Cref Individual & Institutional Services, Llc New York NY 02/2023 Present
  • 06/2021 → 11/2021
    Vanguard Marketing Corporation
    Malvern, PA
  • 06/2019 → 12/2019
    Valley Bank
    Wayne, NJ
  • 05/2018 → 08/2018
    Mlb Network
    Seacaucus, NJ
  • 09/2013 → 05/2017
    Seton Hall Preparatory School
    West Orange, NJ
  • 08/2017 → 05/2021
    Saint Joseph's University
    Philadelphia, PA
  • 01/2021 → 05/2021
    Saint Joseph's University
    Philadelphia, PA
  • 12/2021 → 01/2023
    Hennion & Walsh, Inc.
    Boca Raton, FL
  • 12/2021 → 01/2023
    Boca Raton, FL
  • 02/2023 → Present
    Tiaa
    New York, NY
  • 02/2023 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-01
S63 Uniform Securities Agent State Law Examination 2022-04-04
  • S65 Uniform Investment Adviser Law Examination
    2022-07-01
  • S63 Uniform Securities Agent State Law Examination
    2022-04-04
Other Names
  • Cj Strlekar
  • Charles Jon Strlekar

View on SEC IAPD

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