Christian Jude Guma

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2020 → Present
  Rockefeller Financial Llc
  New York, NY
• 08/2020 → 12/2020
  Boston College
  Chestnut Hill, MA
• 08/2017 → 05/2021
  Boston College
  Boston, MA
• 03/2012 → 06/2017
  Westwood High School
  Westwood, NJ

Other Businesses

Guma Sambuca LLC; Non-investment related; Township of Washington, NJ 07676; Sole owner of LLC; 11/04/2025; 0 hours a month and 0 hours during trading hours; LLC create for future endeavors.

Exams

• S66 Uniform Combined State Law Examination
  2023-09-15
• S63 Uniform Securities Agent State Law Examination
  2021-10-09