Roberto Romero Leon

Employer firm

Mosley Wealth Management, Inc. CRD 318592

$279M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2020 → 03/2021
  Cfg Wealth Management
  San Diego, CA
• 08/2017 → 05/2021
  Student
  San Diego, CA
• 08/2015 → 07/2017
  Student
  Palos Verdes Estates, CA
• 09/2021 → 11/2022
  Sandeep Gupta
  Manhattan Bch, CA
• 09/2021 → 11/2022
  Northwestern Mutual Investment Services Llc
  Manhattan Bch, CA
• 06/2021 → 09/2021
  Sandeep Gupta
  Manhattan Beach, CA
• 11/2023 → Present
  Mosley Wealth Management
  Anaheim, CA
• 05/2023 → 08/2023
  Gideon Strategic Partners
  Santa Monica, CA
• 12/2022 → 04/2023
  Local Tax
  Bellflower, CA

Other Businesses

1.) MOSLEY INSURANCE AND FINANCIAL SERVICES INC.; 2401 EAST KATELLA STREET, SUITE 270, ANAHEIM, CA 92806; INSURANCE SALES; INSURANCE AGENT; START DATE 12/2024 - PRESENT; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. NOT INVESTMENT RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-05-09

Other Names

• Roberto Romero Leon