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Robert Freeman Grady

Osaic Institutions, Inc.

Rocky Mount, NC

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-05-05
  • NC RA
    APPROVED
    Since 2025-05-05

Branch Locations

1405 Benvenue Rd, Rocky Mount, NC 27804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Virginia Asset Management Midlothian VA 07/2021 01/2022
Minnesota Life St Paul MN 07/2021 01/2022
Securian Financial Services Inc St Paul MN 07/2021 01/2022
Arendell Parrott Academy Kinston NC 07/2011 05/2017
Unemployed Kinston NC 05/2017 07/2017
East Carolina University Greenville NC 08/2017 05/2021
Unemployed Kinston NC 05/2021 06/2021
First Citizens Investor Services Raleigh NC 01/2022 05/2025
Osaic Institutions, Inc. Meriden CT 05/2025 Present
Southern Bank Raleigh NC 05/2025 Present
  • 07/2021 → 01/2022
    Virginia Asset Management
    Midlothian, VA
  • 07/2021 → 01/2022
    Minnesota Life
    St Paul, MN
  • 07/2021 → 01/2022
    Securian Financial Services Inc
    St Paul, MN
  • 07/2011 → 05/2017
    Arendell Parrott Academy
    Kinston, NC
  • 05/2017 → 07/2017
    Unemployed
    Kinston, NC
  • 08/2017 → 05/2021
    East Carolina University
    Greenville, NC
  • 05/2021 → 06/2021
    Unemployed
    Kinston, NC
  • 01/2022 → 05/2025
    First Citizens Investor Services
    Raleigh, NC
  • 05/2025 → Present
    Osaic Institutions, Inc.
    Meriden, CT
  • 05/2025 → Present
    Southern Bank
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-08
  • S66 Uniform Combined State Law Examination
    2021-09-08
Other Names
  • Robert Freeman Grady
  • Ro Grady

View on SEC IAPD

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Other Offices

EDWARD JONES · Rocky Mount, NC
PROSPERITY CAPITAL ADVISORS · Rocky Mount, NC
EDWARD JONES · ROCKY MOUNT, NC
EDWARD JONES · ROCKY MOUNT, NC
AMERIPRISE FINANCIAL SERVICES, LLC · Rocky Mount, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Rocky Mount, NC
EMERALD ASSET MANAGEMENT, INC. · ROCKY MOUNT, NC
WHITENER CAPITAL MANAGEMENT, INC · ROCKY MOUNT, NC

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