Caroline J Regner

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2020 → 01/2023
  Capfinancial Partners, Llc (Captrust)
  Raleigh, NC
• 07/2018 → 04/2020
  Bb&T
  Winston Salem, NC
• 01/2018 → 04/2018
  Centarus Financial, Inc.
  Columbia, SC
• 08/2014 → 05/2018
  University Of South Carolina
  Columbia, SC
• 05/2018 → 07/2018
  Unemployed
  Clayton, NC
• 01/2023 → Present
  Morgan Stanley
  Raleigh, NC
• 04/2026 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2021-07-15 → 2023-01-25
  Captrust
  Raleigh, NC

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-05-19
• S65 Uniform Investment Adviser Law Examination
  2021-07-15

Other Names

• Caroline Jewelle Regner