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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-20 |
Branch Locations
4400 Post Oak Parkway Suite 1700, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Houston | TX | 08/2021 | Present |
| Founders Group, Llc | Houston | TX | 03/2020 | 08/2021 |
| Randstad Sourceright | Houston | TX | 04/2019 | 01/2020 |
| Your Helping Paws, Llc | Austin | TX | 10/2018 | 02/2019 |
| Vca Tanglewood Animal Hospital | Austin | TX | 02/2018 | 10/2018 |
| Favor Delivery | Austin | TX | 01/2018 | 02/2018 |
| Kindle Coconut, Llc | Austin | TX | 08/2017 | 09/2018 |
| Quantum Material Corp | San Marcos | TX | 06/2016 | 01/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-20 |
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