Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-01
TX RA APPROVED 2026-05-01
  • NY RA
    APPROVED
    Since 2026-05-01
  • TX RA
    APPROVED
    Since 2026-05-01

Branch Locations

767 5Th Ave Fl 33, New York, NY 10153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stanwich Club Greenwich CT 07/2015 08/2018
National Alliance Securities, Llc New York NY 06/2020 08/2021
Goldman Sachs Cohoes NY 07/2022 06/2024
Goldman Sachs Cohoes NY 06/2021 08/2021
Union College Schenectady NY 08/2018 06/2022
Morgan Stanley New York NY 07/2024 05/2026
Wells Fargo Clearing Services, Llc New York NY 05/2026 Present
  • 07/2015 → 08/2018
    Stanwich Club
    Greenwich, CT
  • 06/2020 → 08/2021
    National Alliance Securities, Llc
    New York, NY
  • 07/2022 → 06/2024
    Goldman Sachs
    Cohoes, NY
  • 06/2021 → 08/2021
    Goldman Sachs
    Cohoes, NY
  • 08/2018 → 06/2022
    Union College
    Schenectady, NY
  • 07/2024 → 05/2026
    New York, NY
  • 05/2026 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-11
S63 Uniform Securities Agent State Law Examination 2022-09-19
  • S66 Uniform Combined State Law Examination
    2024-07-11
  • S63 Uniform Securities Agent State Law Examination
    2022-09-19

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor