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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-01 |
| TX | RA | APPROVED | 2026-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stanwich Club | Greenwich | CT | 07/2015 | 08/2018 |
| National Alliance Securities, Llc | New York | NY | 06/2020 | 08/2021 |
| Goldman Sachs | Cohoes | NY | 07/2022 | 06/2024 |
| Goldman Sachs | Cohoes | NY | 06/2021 | 08/2021 |
| Union College | Schenectady | NY | 08/2018 | 06/2022 |
| Morgan Stanley | New York | NY | 07/2024 | 05/2026 |
| Wells Fargo Clearing Services, Llc | New York | NY | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-19 |
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