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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | San Francisco | CA | 06/2021 | 12/2024 |
| Wells Fargo Bank, Na | San Francisco | CA | 05/2018 | 12/2024 |
| California State University, Sacramento | Sacramento | CA | 07/2013 | 12/2017 |
| Safeway | Pleasanton | CA | 06/2013 | 03/2018 |
| Total Wine And More | Sacramento | CA | 06/2015 | 12/2017 |
| Lpl Financial | Danville | CA | 01/2025 | Present |
| Fremont Bank | Danville | CA | 01/2025 | Present |
1) 01/03/2025 - FB Investment Services - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-15 |
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