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Jacob Adam Swartz

Main Street Research LLC

Lakeville, CT

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Current Employers
Main Street Research Llc

342 Main Street, Lakeville, CT 06039 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-06-28
  • CA RA
    APPROVED
    Since 2021-06-28

Branch Locations

342 Main Street, Lakeville, CT 06039 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Main Street Research Llc Sausalito CA 05/2021 Present
Bloomberg Lp San Francisco CA 07/2019 04/2021
Chapman University Orange CA 08/2015 05/2019
  • 05/2021 → Present
    Main Street Research Llc
    Sausalito, CA
  • 07/2019 → 04/2021
    Bloomberg Lp
    San Francisco, CA
  • 08/2015 → 05/2019
    Chapman University
    Orange, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-28
  • S65 Uniform Investment Adviser Law Examination
    2021-06-28

View on SEC IAPD

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LPL FINANCIAL LLC · SHARON, CT
OSAIC INSTITUTIONS, INC. · Copake, NY
COMMONWEALTH FINANCIAL NETWORK · Stanfordville, NY
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TABLEAUX WEALTH · GREAT BARRINGTON, MA

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