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Inactive

Henrique Cataldi

Main Street Research LLC

Lakeville, CT

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Current Employers
Main Street Research Llc

342 Main Street, Lakeville, CT 06039 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-08
  • CA RA
    APPROVED
    Since 2022-04-08

Branch Locations

342 Main Street, Lakeville, CT 06039 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Extreme Pizza San Rafael CA 08/2007 10/2017
Eqis Capital Management, Inc. San Rafael CA 10/2015 07/2018
Extreme Pizza San Rafael CA 11/2017 03/2018
Edward Jones St.LOuis MO 08/2018 03/2019
Charles Schwab & Co., Inc. Corte Madera CA 03/2019 12/2020
Charles Schwab Bank Corte Madera CA 03/2019 12/2020
Scratch Services Llc San Francisco CA 12/2020 01/2022
Main Street Research Llc Sausalito CA 02/2022 Present
  • 08/2007 → 10/2017
    Extreme Pizza
    San Rafael, CA
  • 10/2015 → 07/2018
    Eqis Capital Management, Inc.
    San Rafael, CA
  • 11/2017 → 03/2018
    Extreme Pizza
    San Rafael, CA
  • 08/2018 → 03/2019
    Edward Jones
    St.LOuis, MO
  • 03/2019 → 12/2020
    Charles Schwab & Co., Inc.
    Corte Madera, CA
  • 03/2019 → 12/2020
    Charles Schwab Bank
    Corte Madera, CA
  • 12/2020 → 01/2022
    Scratch Services Llc
    San Francisco, CA
  • 02/2022 → Present
    Main Street Research Llc
    Sausalito, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-06-22
S65 Uniform Investment Adviser Law Examination 2017-11-21
  • S63 Uniform Securities Agent State Law Examination
    2018-06-22
  • S65 Uniform Investment Adviser Law Examination
    2017-11-21
Other Names
  • Rick Cataldi
  • Ricky Cataldi
  • Henrique Oliveira Cataldi

View on SEC IAPD

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Other Offices

EIA INVESTMENTS LLC · SALISBURY, CT
OPPENHEIMER + CLOSE, LLC · Lakeville, CT
LPL FINANCIAL LLC · SHARON, CT
OSAIC INSTITUTIONS, INC. · Copake, NY
COMMONWEALTH FINANCIAL NETWORK · Stanfordville, NY
INDEPENDENT FINANCIAL GROUP, LLC · NORFOLK, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Great Barrington, MA
TABLEAUX WEALTH · GREAT BARRINGTON, MA

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