Henrique Cataldi

Employer firm

Main Street Research LLC CRD 114629

$2.68B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → 10/2017
  Extreme Pizza
  San Rafael, CA
• 10/2015 → 07/2018
  Eqis Capital Management, Inc.
  San Rafael, CA
• 11/2017 → 03/2018
  Extreme Pizza
  San Rafael, CA
• 08/2018 → 03/2019
  Edward Jones
  St.LOuis, MO
• 03/2019 → 12/2020
  Charles Schwab & Co., Inc.
  Corte Madera, CA
• 03/2019 → 12/2020
  Charles Schwab Bank
  Corte Madera, CA
• 12/2020 → 01/2022
  Scratch Services Llc
  San Francisco, CA
• 02/2022 → Present
  Main Street Research Llc
  Sausalito, CA

Previous Registrations

• 2019-04-09 → 2020-12-11
  Charles Schwab & Co., Inc.
  Corte Madera, CA
• 2018-08-13 → 2019-03-19
  Edward Jones
  San Rafael, CA
  St Louis, MO
  Petaluma, CA
• 2017-11-21 → 2018-07-30
  Freedom Investment Management, Inc.
  South Windsor, CT

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-06-22
• S65 Uniform Investment Adviser Law Examination
  2017-11-21

Other Names

• Rick Cataldi
• Ricky Cataldi
• Henrique Oliveira Cataldi