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342 Main Street, Lakeville, CT 06039 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-02-03 |
| HI | RA | APPROVED | 2025-01-31 |
| CA | RA | APPROVED | 2024-05-16 |
Branch Locations
342 Main Street, Lakeville, CT 06039 • United States
30 Liberty Ship Way Third Floor, Sausalito, CA 94965 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Main Street Research Llc | Sausilito | CA | 06/2020 | 05/2021 |
| Santa Clara University | Santa Clara | CA | 06/2013 | 06/2021 |
| Main Street Research Llc | Sausilito | CA | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-16 |
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