Best Investors Account Sign in
Inactive

Michael John Sondag

Main Street Research LLC

Lakeville, CT

Sausalito, CA

CRD 7764728

Claim This Profile
Employer firm

Main Street Research LLC CRD 114629

$2.68B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Main Street Research Llc

342 Main Street, Lakeville, CT 06039 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-02-03
HI RA APPROVED 2025-01-31
CA RA APPROVED 2024-05-16
  • NV RA
    APPROVED
    Since 2025-02-03
  • HI RA
    APPROVED
    Since 2025-01-31
  • CA RA
    APPROVED
    Since 2024-05-16

Branch Locations

342 Main Street, Lakeville, CT 06039 • United States

30 Liberty Ship Way Third Floor, Sausalito, CA 94965 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Main Street Research Llc Sausilito CA 06/2020 05/2021
Santa Clara University Santa Clara CA 06/2013 06/2021
Main Street Research Llc Sausilito CA 06/2021 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-16
  • S65 Uniform Investment Adviser Law Examination
    2024-05-16

View on SEC IAPD

Nearby Firms

EIA INVESTMENTS LLC
OPPENHEIMER + CLOSE, LLC
LPL FINANCIAL LLC

Nearby Investors

HENRIQUE CATALDI
JAMES EDMUND DEMMERT
Jacob Lionel Margo

Nearby Offices

EIA INVESTMENTS LLC · SALISBURY, CT
OPPENHEIMER + CLOSE, LLC · Lakeville, CT
LPL FINANCIAL LLC · SHARON, CT

More in Lakeville, CT

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor