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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-09 |
| NY | RA | APPROVED | 2026-02-05 |
Branch Locations
270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 01/2026 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 01/2026 | Present |
| Goldman Sachs | Cohoes | NY | 07/2023 | 01/2026 |
| Italian Center Of Stamford | Stamford | CT | 06/2018 | 07/2023 |
| Union College | Schenectady | NY | 09/2018 | 06/2023 |
| Goldman Sachs | Cohoes | NY | 06/2022 | 08/2022 |
| Northwestern Mutual | Norwalk | CT | 06/2021 | 07/2021 |
| Ups | Norwalk | CT | 12/2020 | 01/2021 |
| Unemployed | Stamford | CT | 01/2016 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-07 |
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