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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-20 |
| CA | RA | APPROVED | 2021-11-09 |
Branch Locations
809 Podva Road, Danville, CA 94526 • United States
Berkeley, CA • United States
809 Podva Road, Danville, CA 94526 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-11-18 |
Branch Locations
20444 Redwood Road, Castro Valley, CA 94546 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Castro Valley | CA | 06/2021 | 11/2021 |
| Unemployed | South San Francisco | CA | 05/2020 | 06/2021 |
| Electronics For Imaging | Emeryville | CA | 08/2018 | 05/2020 |
| Bdo | San Francisco | CA | 10/2015 | 08/2018 |
| Malakoff Wealth | Castro Valley | CA | 11/2022 | Present |
| Lpl Financial | Castro Valley | CA | 11/2021 | Present |
| Lpl Financial | Castro Valley | CA | 08/2021 | Present |
| Malakoff Wealth | Castro Valley | CA | 06/2021 | 06/2022 |
1. 12/8/2022 - Master Wealth, LLC - DBA: Malakoff Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date - 06/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Master Wealth, LLC, an independent investment advisor firm. I started this business activity in 12/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 08/14/2023 - Master Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/01/2023 - 176 Hours Per Month/ 88 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-01 |
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