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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-20
CA RA APPROVED 2021-11-09
  • TX RA
    APPROVED_RES
    Since 2024-04-20
  • CA RA
    APPROVED
    Since 2021-11-09

Branch Locations

809 Podva Road, Danville, CA 94526 • United States

Berkeley, CA • United States

Malakoff Wealth

809 Podva Road, Danville, CA 94526 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-18
  • CA RA
    APPROVED
    Since 2022-11-18

Branch Locations

20444 Redwood Road, Castro Valley, CA 94546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Castro Valley CA 06/2021 11/2021
Unemployed South San Francisco CA 05/2020 06/2021
Electronics For Imaging Emeryville CA 08/2018 05/2020
Bdo San Francisco CA 10/2015 08/2018
Malakoff Wealth Castro Valley CA 11/2022 Present
Lpl Financial Castro Valley CA 11/2021 Present
Lpl Financial Castro Valley CA 08/2021 Present
Malakoff Wealth Castro Valley CA 06/2021 06/2022
  • 06/2021 → 11/2021
    Castro Valley, CA
  • 05/2020 → 06/2021
    Unemployed
    South San Francisco, CA
  • 08/2018 → 05/2020
    Electronics For Imaging
    Emeryville, CA
  • 10/2015 → 08/2018
    Bdo
    San Francisco, CA
  • 11/2022 → Present
    Castro Valley, CA
  • 11/2021 → Present
    Lpl Financial
    Castro Valley, CA
  • 08/2021 → Present
    Lpl Financial
    Castro Valley, CA
  • 06/2021 → 06/2022
    Castro Valley, CA
Other Businesses

1. 12/8/2022 - Master Wealth, LLC - DBA: Malakoff Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date - 06/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Master Wealth, LLC, an independent investment advisor firm. I started this business activity in 12/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 08/14/2023 - Master Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/01/2023 - 176 Hours Per Month/ 88 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-01
  • S66 Uniform Combined State Law Examination
    2021-11-01

View on SEC IAPD

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