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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-15 |
| NY | RA | APPROVED | 2022-04-20 |
Branch Locations
1585 Broadway 21St Floor, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc | Malvern | PA | 06/2021 | 02/2022 |
| Lehigh University | Bethlehem | PA | 08/2020 | 05/2021 |
| Ntopology | New York | NY | 05/2020 | 01/2021 |
| Lehigh University | Bethlehem | PA | 08/2019 | 05/2020 |
| Westwood Global Investments Llc | Boston | MA | 05/2019 | 08/2019 |
| Lehigh University | Bethlehem | PA | 08/2017 | 05/2019 |
| Ethical Tree Services | Foxboro | MA | 06/2017 | 08/2017 |
| Loomis Chaffee School | Windsor | CT | 09/2016 | 05/2017 |
| Morgan Stanley Smith Barney Llc | New York | NY | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2021-08-17 |
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