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Chloe C Mauceri

Stifel, Nicolaus & Company, Incorporated

New York, NY

CRD 7396662

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-08-16
  • NY RA
    APPROVED
    Since 2024-08-16

Branch Locations

1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santa Barbara High School Santa Barbara CA 08/2015 06/2019
Santa Barbara Fishouse Santa Barbara CA 05/2019 05/2023
Wesleyan University Middletown CT 08/2019 05/2023
Stifel Nicolaus Santa Barbara CA 06/2021 08/2021
Wesleyan University Middletown CT 08/2021 05/2022
Wesleyan University Middletown CT 08/2022 05/2023
Stifel Nicolaus New York City NY 07/2023 Present
Stifel Nicolaus New York City NY 06/2022 07/2022
Synamon Global Llc New York City NY 06/2022 07/2022
Unemployed Santa Barbara CA 05/2023 07/2023
Unemployed Santa Barbara CA 06/2019 08/2019
  • 08/2015 → 06/2019
    Santa Barbara High School
    Santa Barbara, CA
  • 05/2019 → 05/2023
    Santa Barbara Fishouse
    Santa Barbara, CA
  • 08/2019 → 05/2023
    Wesleyan University
    Middletown, CT
  • 06/2021 → 08/2021
    Stifel Nicolaus
    Santa Barbara, CA
  • 08/2021 → 05/2022
    Wesleyan University
    Middletown, CT
  • 08/2022 → 05/2023
    Wesleyan University
    Middletown, CT
  • 07/2023 → Present
    Stifel Nicolaus
    New York City, NY
  • 06/2022 → 07/2022
    Stifel Nicolaus
    New York City, NY
  • 06/2022 → 07/2022
    Synamon Global Llc
    New York City, NY
  • 05/2023 → 07/2023
    Unemployed
    Santa Barbara, CA
  • 06/2019 → 08/2019
    Unemployed
    Santa Barbara, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-15
  • S66 Uniform Combined State Law Examination
    2024-08-15

View on SEC IAPD

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