Maxwell P Manning

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-02-01
NY	RA	APPROVED	2022-01-15

TX RA
APPROVED

Since 2022-02-01
NY RA
APPROVED

Since 2022-01-15

Branch Locations

1585 Broadway 21St Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	New York	NY	07/2021	Present
Morgan Stanley Smith Barney Llc	New York	NY	06/2020	06/2021
Eltekon Advisors	Austin	TX	06/2019	06/2020
Marex Spectron	New York	NY	06/2018	06/2019
Hobbs Contruction Co.	Rye	NY	06/2016	06/2017
Unemployed	Rye	NY	01/2011	06/2016
Westchester Country Club	Rye	NY	06/2017	06/2018

07/2021 → Present

Morgan Stanley Smith Barney Llc

New York, NY
06/2020 → 06/2021

Morgan Stanley Smith Barney Llc

New York, NY
06/2019 → 06/2020

Eltekon Advisors

Austin, TX
06/2018 → 06/2019

Marex Spectron

New York, NY
06/2016 → 06/2017

Hobbs Contruction Co.

Rye, NY
01/2011 → 06/2016

Unemployed

Rye, NY
06/2017 → 06/2018

Westchester Country Club

Rye, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-01-15

S66 Uniform Combined State Law Examination

2022-01-15

View on SEC IAPD

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BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY

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