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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-04-06 |
Branch Locations
1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | New York | NY | 07/2022 | Present |
| M&T Bank | Buffalo | NY | 06/2021 | 08/2021 |
| Syracuse University | Syracuse | NY | 08/2018 | 05/2022 |
| Guppy's Tavern | Bemus Point | NY | 05/2020 | 01/2021 |
| The Fish | Bemus Point | NY | 05/2019 | 08/2020 |
| Hotel Lenhart | Bemus Point | NY | 05/2015 | 08/2019 |
| Bemus Point Market | Bemus Point | NY | 05/2016 | 08/2017 |
| S.I. Newhouse School Of Public Communications | Syracuse | NY | 10/2018 | 03/2020 |
| Maple Grove Jr./Sr. High School | Bemus Point | NY | 09/2012 | 06/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-06 |
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