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Cassidy Schiff

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New Canaan, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-26
CT RA APPROVED 2022-08-24
  • TX RA
    APPROVED
    Since 2022-08-26
  • CT RA
    APPROVED
    Since 2022-08-24

Branch Locations

2 Pine St, New Canaan, CT 06840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Codependent Millennial Coaching Cleveland OH 07/2020 06/2021
Strategies For Wealth Rye Brook NY 11/2020 05/2021
Fidelity Investments Fairfield CT 06/2021 07/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Canaan CT 08/2022 Present
Darien High School Darien CT 09/2013 06/2017
Trinity College Hartford CT 09/2017 05/2021
Longshore Sailing School Westport CT 06/2015 08/2019
  • 07/2020 → 06/2021
    Codependent Millennial Coaching
    Cleveland, OH
  • 11/2020 → 05/2021
    Strategies For Wealth
    Rye Brook, NY
  • 06/2021 → 07/2022
    Fidelity Investments
    Fairfield, CT
  • 08/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New Canaan, CT
  • 09/2013 → 06/2017
    Darien High School
    Darien, CT
  • 09/2017 → 05/2021
    Trinity College
    Hartford, CT
  • 06/2015 → 08/2019
    Longshore Sailing School
    Westport, CT
Previous Registrations
  • 2022-05-03 → 2022-07-12
    Fidelity Personal And Workplace Advisors
    Fairfield, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-29
S63 Uniform Securities Agent State Law Examination 2021-09-24
  • S66 Uniform Combined State Law Examination
    2022-04-29
  • S63 Uniform Securities Agent State Law Examination
    2021-09-24

View on SEC IAPD

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TIMOTHY HERBERT ORR
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CARISSA B MARZ

Other Offices

CITIGROUP GLOBAL MARKETS INC. · New Canaan, CT
MONECO ADVISORS · New Canaan, CT
LPL FINANCIAL LLC · NEW CANAAN, CT
NPLP MANAGEMENT · NEW CANAAN, CT
J.H. WHITNEY CAPITAL PARTNERS, LLC · NEW CANAAN, CT
CETERA INVESTMENT ADVISERS LLC · New Canaan, CT
ALEXANDER CAPITAL ADVISORS, LLC · NEW CANAAN, CT
GROWE CAPITAL ADVISORS, LLC · NEW CANAAN, CT

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