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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-20 |
| NJ | RA | APPROVED | 2022-10-04 |
| NY | RA | APPROVED | 2022-10-02 |
Branch Locations
55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | New York | NY | 09/2021 | Present |
| Christie's International Real Estate Northern New Jersey Inc | Franklin Lakes | NJ | 04/2017 | 06/2021 |
| Wall Street Motor Cars, Inc | Westwood | NJ | 05/2014 | 06/2020 |
*566485- Zugzwang Capital LLC; Investment related-Yes; Totowa, New Jersey; Investment/Finance/Banking; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2023; During business hours: 0; After business hours: 0; Personal Holding Company
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-08 |
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