Sterling Austin Smith

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2021 → 07/2021
  Equitable Advisors, Llc
  San Antonio, TX
• 10/2019 → 08/2020
  Panera Bread
  Corvalliis, OR
• 06/2019 → 09/2019
  Washington Department Of Natural Resources
  Port Angeles, WA
• 09/2017 → 05/2018
  Home Depot
  Corvallis, OR
• 06/2017 → 09/2018
  Oregon Department Of Forestry
  Veneta, OR
• 06/2016 → 09/2016
  Lane County Public Works
  Eugene, OR
• 09/2016 → 06/2017
  Unemployed
  Veneta, OR
• 10/2018 → 05/2019
  Unemployed
  Philomath, OR
• 09/2020 → 06/2021
  Unemployed
  Philomath, OR
• 08/2021 → 10/2021
  Unemployed
  San Antonio, TX
• 10/2021 → Present
  J.P. Morgan Securities Llc
  San Antonio, TX
• 10/2021 → Present
  Jpmorgan Chase Bank, N.A.
  San Antonio, TX
• 06/2021 → 06/2021
  Unemployed
  San Antonio, TX

Exams

• S66 Uniform Combined State Law Examination
  2023-07-25
• S63 Uniform Securities Agent State Law Examination
  2021-11-23

Other Names

• Austin Sterling Smith
• Austin Smith
• Sterling Austin Smith