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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-03-26 |
Branch Locations
12 Quimby Lane, Bernardsville, NJ 07924 • United States
475 Springfield Ave, Summit, NJ 07901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usa Hockey | Colorado Springs | CO | 08/2010 | Present |
| Uber | Bridgewater | NJ | 09/2017 | 03/2020 |
| Regulus Financial Group, Llc | Kentwood | MI | 06/2023 | 03/2025 |
| Regal Investment Advisors, Llc | Kentwood | MI | 06/2023 | 03/2025 |
| Intervest International, Inc. | Colorado Springs | CO | 11/2021 | 06/2023 |
| Intervest International Equities Corporation | Morristown | NJ | 08/2021 | 06/2023 |
| The Leaders Group Inc | Summit | NJ | 03/2025 | Present |
| Cornerstone | Morristown | NJ | 10/2024 | 03/2025 |
1.) NCAA HOCKEY - 10/18/22 - 12 Quimby Lane, Bernardsville, NJ 07924 - Official - Officiate games for the NCAA, Not Invt Rel, Officiate hockey games assigned by the NCAA, 20 hrs/mo; 0 hrs/m o (during trading hours). 2.) INDEPENDENT INSURANCE AGENT - 9/1/2020 - 12 Quimby Lane, Bernardsville, NJ 07924 - Provide FIA's and life insurance business, 80 hrs/mo; 80 hrs/mo (during trading hours). 3.) TLG ADVISORS INC - 3/25/25 - 475 Springfield Avenue, Suite 1, Summit, NJ 07901 - IAR Rep, Invt Rel, RA business, 10 hrs/mo; 10 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-29 |
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