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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-03-26
  • NJ RA
    APPROVED
    Since 2025-03-26

Branch Locations

12 Quimby Lane, Bernardsville, NJ 07924 • United States

475 Springfield Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usa Hockey Colorado Springs CO 08/2010 Present
Uber Bridgewater NJ 09/2017 03/2020
Regulus Financial Group, Llc Kentwood MI 06/2023 03/2025
Regal Investment Advisors, Llc Kentwood MI 06/2023 03/2025
Intervest International, Inc. Colorado Springs CO 11/2021 06/2023
Intervest International Equities Corporation Morristown NJ 08/2021 06/2023
The Leaders Group Inc Summit NJ 03/2025 Present
Cornerstone Morristown NJ 10/2024 03/2025
  • 08/2010 → Present
    Usa Hockey
    Colorado Springs, CO
  • 09/2017 → 03/2020
    Uber
    Bridgewater, NJ
  • 06/2023 → 03/2025
    Regulus Financial Group, Llc
    Kentwood, MI
  • 06/2023 → 03/2025
    Kentwood, MI
  • 11/2021 → 06/2023
    Intervest International, Inc.
    Colorado Springs, CO
  • 08/2021 → 06/2023
    Intervest International Equities Corporation
    Morristown, NJ
  • 03/2025 → Present
    The Leaders Group Inc
    Summit, NJ
  • 10/2024 → 03/2025
    Cornerstone
    Morristown, NJ
Previous Registrations
  • 2023-06-27 → 2025-03-27
    Morristown, NJ
    Kentwood, MI
  • 2021-11-01 → 2023-06-27
    Intervest International, Inc.
    Colorado Springs, CO
    Morristown, NJ
Other Businesses

1.) NCAA HOCKEY - 10/18/22 - 12 Quimby Lane, Bernardsville, NJ 07924 - Official - Officiate games for the NCAA, Not Invt Rel, Officiate hockey games assigned by the NCAA, 20 hrs/mo; 0 hrs/m o (during trading hours). 2.) INDEPENDENT INSURANCE AGENT - 9/1/2020 - 12 Quimby Lane, Bernardsville, NJ 07924 - Provide FIA's and life insurance business, 80 hrs/mo; 80 hrs/mo (during trading hours). 3.) TLG ADVISORS INC - 3/25/25 - 475 Springfield Avenue, Suite 1, Summit, NJ 07901 - IAR Rep, Invt Rel, RA business, 10 hrs/mo; 10 hrs/mo (during trading hours).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-29
  • S66 Uniform Combined State Law Examination
    2021-10-29

View on SEC IAPD

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