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Wyatt Sullivan Rodger

J.P. Morgan Securities LLC

New York, NY

CRD 7394916

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-17
NY RA APPROVED 2021-10-01
  • TX RA
    APPROVED
    Since 2022-11-17
  • NY RA
    APPROVED
    Since 2021-10-01

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na New York NY 06/2021 Present
Jpmorgan Securities Llc New York NY 06/2021 Present
Guidepoint Global New York NY 09/2020 06/2021
Massey Quick Simon Morristown NJ 05/2019 08/2019
Bucknell Univeristy Lewisburg PA 08/2016 05/2020
Unemployed Greenwich CT 06/2020 08/2020
  • 06/2021 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 06/2021 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 09/2020 → 06/2021
    Guidepoint Global
    New York, NY
  • 05/2019 → 08/2019
    Massey Quick Simon
    Morristown, NJ
  • 08/2016 → 05/2020
    Bucknell Univeristy
    Lewisburg, PA
  • 06/2020 → 08/2020
    Unemployed
    Greenwich, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-01
  • S66 Uniform Combined State Law Examination
    2021-10-01

View on SEC IAPD

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