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Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-06-30
  • CO RA
    APPROVED
    Since 2026-06-30

Branch Locations

2679 W Main St Suite 243, Littleton, CO 80120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steady Hands Limited Dba Steady Hands Painting Fountain CO 01/2016 01/2020
Retired Or Never Worked Fort Carson CO 01/2020 06/2021
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2021 Present
Northwestern Mutual Investment Services Llc Colorado Spgs CO 07/2021 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2022 05/2026
Hornor, Townsend & Kent, Llc Wilmington DE 05/2026 Present
  • 01/2016 → 01/2020
    Steady Hands Limited Dba Steady Hands Painting
    Fountain, CO
  • 01/2020 → 06/2021
    Retired Or Never Worked
    Fort Carson, CO
  • 07/2021 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2021 → Present
    Northwestern Mutual Investment Services Llc
    Colorado Spgs, CO
  • 03/2022 → 05/2026
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 05/2026 → Present
    Wilmington, DE
Other Businesses

1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847FINANCIAL | POSITION HELD: AGENT | ADDRESS: 2679 W MAIN ST, SUITE 243, LITTLETON, CO 80120 | START DATE: 05/01/2026| NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 160 | APPROX TRADING HRS PER MTH: 80 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS 2) PINELAND INVESTMENT GROUP | POSITION: Proprietor/Owner NATURE: Life Insurance brokerage | INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/25/2026 ADDRESS: 2679 West Main Street, Suite 243, Littleton CO 80120 | DESCRIPTION: Insurance Sales and Service Including Penn Mutual Products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-23
S63 Uniform Securities Agent State Law Examination 2022-02-14
  • S66 Uniform Combined State Law Examination
    2026-06-23
  • S63 Uniform Securities Agent State Law Examination
    2022-02-14
Other Names
  • John Thomas Swailes

View on SEC IAPD

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