Matthew Christopher Dial

Benjamin F. Edwards & Company, Inc.

CRD 7393981

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Employer firm

Benjamin F. Edwards & Company, Inc. CRD 146936

$18.9B regulatory AUM 23 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2021-09-20

IL RA
APPROVED

Since 2021-09-20

Branch Locations

2056 Westings Ave. Suite 360, Naperville, IL 60563 • United States

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Us Bank	Milwaukee	WI	05/2015	05/2021
Benjamin F. Edwards	Naperville	IL	06/2021	Present

05/2015 → 05/2021

Us Bank

Milwaukee, WI
06/2021 → Present

Benjamin F. Edwards

Naperville, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-09-17

S66 Uniform Combined State Law Examination

2021-09-17

View on SEC IAPD

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