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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-05-01
NY RA APPROVED 2026-05-01
TX RA APPROVED 2026-05-01
  • NJ RA
    APPROVED
    Since 2026-05-01
  • NY RA
    APPROVED
    Since 2026-05-01
  • TX RA
    APPROVED
    Since 2026-05-01

Branch Locations

767 5Th Ave Fl 33, New York, NY 10153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 12/2021 04/2026
Chapel Beach Club Sea Bright NJ 05/2015 10/2020
Spex Certiprep Metuchen NJ 11/2020 12/2020
Bottle King Middletown NJ 10/2017 05/2018
Unemployed Red Bank NJ 01/2021 11/2021
Education Tuscaloosa AL 08/2016 12/2020
Morgan Stanley Private Bank, N.A New York NY 08/2024 04/2026
Wells Fargo Clearing Services, Llc ( New York NY 04/2026 Present
Morgan Stanley Private Bank, N.A New York NY 08/2024 Present
  • 12/2021 → 04/2026
    New York, NY
  • 05/2015 → 10/2020
    Chapel Beach Club
    Sea Bright, NJ
  • 11/2020 → 12/2020
    Spex Certiprep
    Metuchen, NJ
  • 10/2017 → 05/2018
    Bottle King
    Middletown, NJ
  • 01/2021 → 11/2021
    Unemployed
    Red Bank, NJ
  • 08/2016 → 12/2020
    Education
    Tuscaloosa, AL
  • 08/2024 → 04/2026
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 04/2026 → Present
    Wells Fargo Clearing Services, Llc (
    New York, NY
  • 08/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2024-07-10 → 2026-05-05
    New York, NY
    New York, NY
    Purchase, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-09
S63 Uniform Securities Agent State Law Examination 2022-01-21
  • S66 Uniform Combined State Law Examination
    2024-03-09
  • S63 Uniform Securities Agent State Law Examination
    2022-01-21

View on SEC IAPD

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