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Gloria J Shouldis

Mariner

New York, NY

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-10
  • NY RA
    APPROVED
    Since 2021-08-10

Branch Locations

1500 Broadway 27Th Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariner Wealth Advisors New York City NY 05/2021 Present
Mariner Wealth Advisors New York City NY 02/2021 05/2021
Pumpman Saddle Brook NJ 10/2018 10/2020
Flackman, Goodman, Potter, P.A./O'COnnor Davies Ridgeview NJ 09/2007 10/2018
Unemployed Hawthrone NJ 10/2020 02/2021
  • 05/2021 → Present
    Mariner Wealth Advisors
    New York City, NY
  • 02/2021 → 05/2021
    Mariner Wealth Advisors
    New York City, NY
  • 10/2018 → 10/2020
    Pumpman
    Saddle Brook, NJ
  • 09/2007 → 10/2018
    Flackman, Goodman, Potter, P.A./O'COnnor Davies
    Ridgeview, NJ
  • 10/2020 → 02/2021
    Unemployed
    Hawthrone, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-09
  • S65 Uniform Investment Adviser Law Examination
    2021-08-09
Other Names
  • Gloria Pinck

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