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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-09-17 |
Branch Locations
1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | New York | NY | 06/2023 | 08/2023 |
| Davey's Ice Cream | New York | NY | 02/2023 | 06/2023 |
| Starbucks Coffee | Mercer Island | WA | 06/2022 | 08/2022 |
| Ubs Financial Services | Bellevue | WA | 06/2021 | 08/2021 |
| Icing On The Cake | Los Gatos | CA | 10/2019 | 08/2020 |
| Vision Volleyball Club | Los Gatos | CA | 05/2019 | 08/2019 |
| Ubs Financial Services | New York | NY | 02/2024 | Present |
| New York University | New York | NY | 08/2020 | 12/2023 |
| Los Gatos High School | Los Gatos | CA | 08/2016 | 06/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-17 |
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