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Nicholas Thomas Mccartan

Rockefeller Financial LLC

New York, NY

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-08
  • NY RA
    APPROVED
    Since 2025-09-08

Branch Locations

45 Rockefeller Plaza Floor 5, New York, NY 10111 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America New York NY 06/2021 08/2021
Unicredit New York NY 06/2020 08/2020
Usta New York NY 08/2021 09/2021
Pwc New York NY 07/2020 07/2020
Nyu+ School New York NY 07/2011 06/2020
Nyu New York NY 09/2021 05/2022
Nyu New York NY 09/2020 06/2021
Citigroup New York NY 07/2022 09/2025
Rockefeller Financial Llc New York NY 09/2025 Present
Rockefeller Capital Management New York NY 09/2025 Present
  • 06/2021 → 08/2021
    Bank Of America
    New York, NY
  • 06/2020 → 08/2020
    Unicredit
    New York, NY
  • 08/2021 → 09/2021
    Usta
    New York, NY
  • 07/2020 → 07/2020
    Pwc
    New York, NY
  • 07/2011 → 06/2020
    Nyu+ School
    New York, NY
  • 09/2021 → 05/2022
    Nyu
    New York, NY
  • 09/2020 → 06/2021
    Nyu
    New York, NY
  • 07/2022 → 09/2025
    Citigroup
    New York, NY
  • 09/2025 → Present
    New York, NY
  • 09/2025 → Present
    Rockefeller Capital Management
    New York, NY
Previous Registrations
  • 2022-10-13 → 2025-09-16
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Tampa, FL
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Los Angeles, CA
    New York, NY
  • 2022-10-13 → 2010-06-30
    Citi Private Alternatives, Llc
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-02
  • S66 Uniform Combined State Law Examination
    2022-09-02
Other Names
  • Nicholas Thomas Mccartan
  • Nicholas Mccartan

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