Kristen Rose Egan

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-07-08
NY	RA	APPROVED	2025-07-01

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boston	MA	07/2022	05/2024
Boston College	Chestnut Hill	MA	08/2018	07/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boston	MA	06/2021	08/2021
Unemployed	Wyckoff	NJ	07/2012	08/2018
Wyckoff Family Ymca	Wyckoff	NJ	06/2016	11/2019
Rockefeller Financial Llc	Ny	NY	06/2025	Present
Rockefeller Capital Management	Ny	NY	06/2025	Present
Fairfield University	Fairfield	CT	05/2024	05/2025

07/2022 → 05/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA
08/2018 → 07/2022

Boston College

Chestnut Hill, MA
06/2021 → 08/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA
07/2012 → 08/2018

Unemployed

Wyckoff, NJ
06/2016 → 11/2019

Wyckoff Family Ymca

Wyckoff, NJ
06/2025 → Present

Rockefeller Financial Llc

Ny, NY
06/2025 → Present

Rockefeller Capital Management

Ny, NY
05/2024 → 05/2025

Fairfield University

Fairfield, CT

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-06-08

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