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Gerald Phillip Chavez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Albuquerque, NM

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2007-11-05
TX RA APPROVED_RES 2007-11-02
  • NM RA
    APPROVED
    Since 2007-11-05
  • TX RA
    APPROVED_RES
    Since 2007-11-02

Branch Locations

2125 Louisiana Blvd, Albuquerque, NM 87110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Albuquerque NM 10/2007 Present
Bank Of America,Na Albuquerque NM 12/2009 Present
  • 10/2007 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Albuquerque, NM
  • 12/2009 → Present
    Bank Of America,Na
    Albuquerque, NM
Previous Registrations
  • 2006-12-08 → 2007-11-02
    A. G. Edwards & Sons, Inc.
    Albuquerque, NM
    Albuquerque, NM
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-25
  • S66 Uniform Combined State Law Examination
    2005-04-25
Other Names
  • Gerald Chavez

View on SEC IAPD

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