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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-21
NY RA APPROVED 2024-03-08
  • TX RA
    APPROVED
    Since 2024-03-21
  • NY RA
    APPROVED
    Since 2024-03-08

Branch Locations

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

1230 Avenue Of The Americas, New York, NY 10020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riverhawk Investment Fund, Susquehanna University Selinsgrove PA 08/2020 12/2020
Imagenpay Chester, England 03/2020 08/2020
International Planning Alliance Shrewsbury NJ 06/2020 08/2020
Ubs Financial Services Inc. Weehawken NJ 06/2021 05/2023
Oak Hill Academy Lincroft NJ 05/2015 01/2020
Beacon Hill Country Club Atlantic Highlands NJ 06/2017 08/2017
Outback Steakhouse Middletown NJ 12/2016 05/2017
Susquehanna University Selinsgrove PA 08/2017 05/2021
Christian Brothers Academy Lincroft NJ 09/2013 05/2017
First Republic Investment Management, Inc New York NY 05/2023 Present
First Republic Securities Company, Llc New York NY 05/2023 10/2023
J.P. Morgan Securities Llc New York NY 09/2023 Present
Jp Morgan Chase Bank, N.A. New York NY 10/2023 Present
  • 08/2020 → 12/2020
    Riverhawk Investment Fund, Susquehanna University
    Selinsgrove, PA
  • 03/2020 → 08/2020
    Imagenpay
    Chester, England
  • 06/2020 → 08/2020
    International Planning Alliance
    Shrewsbury, NJ
  • 06/2021 → 05/2023
    Ubs Financial Services Inc.
    Weehawken, NJ
  • 05/2015 → 01/2020
    Oak Hill Academy
    Lincroft, NJ
  • 06/2017 → 08/2017
    Beacon Hill Country Club
    Atlantic Highlands, NJ
  • 12/2016 → 05/2017
    Outback Steakhouse
    Middletown, NJ
  • 08/2017 → 05/2021
    Susquehanna University
    Selinsgrove, PA
  • 09/2013 → 05/2017
    Christian Brothers Academy
    Lincroft, NJ
  • 05/2023 → Present
    First Republic Investment Management, Inc
    New York, NY
  • 05/2023 → 10/2023
    First Republic Securities Company, Llc
    New York, NY
  • 09/2023 → Present
    New York, NY
  • 10/2023 → Present
    Jp Morgan Chase Bank, N.A.
    New York, NY
Previous Registrations
  • 2023-05-17 → 2025-03-19
    J.P. Morgan Private Wealth Advisors Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-19
  • S66 Uniform Combined State Law Examination
    2022-05-19
Other Names
  • Scott Henry Misson
  • Scott H Misson
  • Scott Henry Misson

View on SEC IAPD

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