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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-02-16 |
| TX | RA | APPROVED | 2024-02-16 |
Branch Locations
525 Washington Boulevard - Suite 1410, Jersey City, NJ 08750 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-04-14 |
| TX | RA | APPROVED | 2022-02-17 |
| NY | RA | APPROVED | 2021-06-03 |
Branch Locations
525 Washington Boulevard - Suite 1410, Jersey City, NJ 08750 • United States
222 West Adams Suite 2450, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockefeller& Co | New York | NY | 09/2007 | 12/2022 |
| Rockefeller Financial Llc | Jersey City | NJ | 01/2023 | Present |
Snores LLC; Investment related; 223 Rt 10, Durham, NY 12422; Member and Co-Manager; 10/31/2025; 5 hours a month and 0 hours during trading hours; Part-time rental.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-02-11 |
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