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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-09-29
CA RA APPROVED 2011-10-18
  • TX RA
    APPROVED_RES
    Since 2015-09-29
  • CA RA
    APPROVED
    Since 2011-10-18

Branch Locations

28202 Cabot Rd, Laguna Niguel, CA 92677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Costa Mesa CA 09/2011 Present
Bank Of America, N.A. Costa Mesa CA 11/2011 Present
Previous Registrations
Other Businesses

I*108647 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: T.A.C.O.S - TACOS AND COLD ONES INVESTMENT RELATED: N ADDRESS OF BUSINESS: RANCHO MISSION VIEJO, CALIFORNIA 92694 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/1/2017 NUMBER OF HOURS DEVOTED: 40 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE PURPOSE OF THIS ENTITY IS TO CREATE AN ONLINE BLOG, ABOUT FOOD AND BEER PAIRING, SPECIFICALLY, GOURMET TACOS AND CRAFT BEER. MY RESPONSIBILITIES/TASKS WILL CONSIST OF DEVELOPING THE CONTENT AND DELIVERING THE CONTENT VIA THE WEB.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-02
  • S66 Uniform Combined State Law Examination
    2006-06-02
Other Names
  • Steven Matthew Miranda

View on SEC IAPD

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