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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-12-18
  • CO RA
    APPROVED
    Since 2024-12-18

Branch Locations

200 Josephine St, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Colorado State University Broomfield CO 08/2016 12/2019
Hollister Co Broomfield CO 11/2017 01/2018
Dxl Group Westminster CO 11/2018 01/2019
Wealth Strategies Greenwood Village CO 02/2021 06/2024
Guardian Life Insurance Company Broomfield CO 02/2021 06/2024
Park Avenue Securities Broomfield CO 02/2021 06/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Denver CO 11/2024 Present
Unemployed Broomfield CO 12/2019 02/2021
Unemployed Broomfield CO 06/2024 11/2024
Bank Of America, N.A. Denver CO 01/2025 Present
  • 08/2016 → 12/2019
    Colorado State University
    Broomfield, CO
  • 11/2017 → 01/2018
    Hollister Co
    Broomfield, CO
  • 11/2018 → 01/2019
    Dxl Group
    Westminster, CO
  • 02/2021 → 06/2024
    Wealth Strategies
    Greenwood Village, CO
  • 02/2021 → 06/2024
    Guardian Life Insurance Company
    Broomfield, CO
  • 02/2021 → 06/2024
    Park Avenue Securities
    Broomfield, CO
  • 11/2024 → Present
    Denver, CO
  • 12/2019 → 02/2021
    Unemployed
    Broomfield, CO
  • 06/2024 → 11/2024
    Unemployed
    Broomfield, CO
  • 01/2025 → Present
    Bank Of America, N.A.
    Denver, CO
Previous Registrations
Other Businesses

I*3034296 Entity Type: Charitable Name of OBA: Children's Hospital Address: Aurora, Colorado, 80045 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 10/30/2025 Number of Hours: 3, Weekly Number of Hours during trading: 1.5, Weekly Duties: The purpose of the Young Professional's Board of Children's Hospital in Colorado is to raise funds for the hospital's programs and initiatives, volunteer time and skills to help the patients and families and the build the community's awareness around pediatric health issues. They want to align themselves to help with the hospital's goal of improving the health of children through high-quality patient care, education, research and advocacy. Most of the role is going to be volunteering with the Board to help build community to drive more volunteers to join and help out at the hospital.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-07
  • S66 Uniform Combined State Law Examination
    2023-04-07
Other Names
  • Savio Nguyen
  • Savio An Nguyen
  • Savop Nguyen

View on SEC IAPD

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