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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-09
  • NY RA
    APPROVED
    Since 2026-06-09

Branch Locations

875 3Rd Ave Fl 23, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avestar Capital New York NY 09/2025 04/2026
Northwestern Mutual Investment Services, Llc New York NY 06/2026 Present
James Borchers New York NY 04/2026 Present
Kevin Hon New York NY 04/2026 Present
Osaic Medford NY 05/2021 08/2025
The State University Of New York At Stony Brook Stony Brook NY 08/2019 05/2022
Health Sciences Office Of Student Services At Stony Brook Univer Stony Brook NY 02/2020 09/2021
University Of Florida Gainesville FL 08/2015 05/2019
Student Athletic Association At University Of Florida Gainesville FL 07/2018 08/2019
  • 09/2025 → 04/2026
    Avestar Capital
    New York, NY
  • 06/2026 → Present
    New York, NY
  • 04/2026 → Present
    James Borchers
    New York, NY
  • 04/2026 → Present
    Kevin Hon
    New York, NY
  • 05/2021 → 08/2025
    Osaic
    Medford, NY
  • 08/2019 → 05/2022
    The State University Of New York At Stony Brook
    Stony Brook, NY
  • 02/2020 → 09/2021
    Health Sciences Office Of Student Services At Stony Brook Univer
    Stony Brook, NY
  • 08/2015 → 05/2019
    University Of Florida
    Gainesville, FL
  • 07/2018 → 08/2019
    Student Athletic Association At University Of Florida
    Gainesville, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-23
  • S66 Uniform Combined State Law Examination
    2024-02-23
Other Names
  • Shakila Cham Davis

View on SEC IAPD

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