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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avestar Capital | New York | NY | 09/2025 | 04/2026 |
| Northwestern Mutual Investment Services, Llc | New York | NY | 06/2026 | Present |
| James Borchers | New York | NY | 04/2026 | Present |
| Kevin Hon | New York | NY | 04/2026 | Present |
| Osaic | Medford | NY | 05/2021 | 08/2025 |
| The State University Of New York At Stony Brook | Stony Brook | NY | 08/2019 | 05/2022 |
| Health Sciences Office Of Student Services At Stony Brook Univer | Stony Brook | NY | 02/2020 | 09/2021 |
| University Of Florida | Gainesville | FL | 08/2015 | 05/2019 |
| Student Athletic Association At University Of Florida | Gainesville | FL | 07/2018 | 08/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-23 |
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