David Michael Dau

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-03-22
TN	RA	APPROVED	2007-02-14

TX RA
APPROVED_RES

Since 2019-03-22
TN RA
APPROVED

Since 2007-02-14

Branch Locations

101 Med Tech Pkwy 407, Johnson City, TN 37604-4007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	02/2005	Present

02/2005 → Present

Edward Jones

St. Louis, MO

Other Businesses

Rental Property Gray, TN Start date: 12/1/2019 Owner Hours per week: 0 Hours during trading: 0 Maintain property Commercial Rental Property Type of business: office space Johnson City, TN Start date: 11/1/2020 owner Hours per week: 0 Hours during trading: 0 Maintain property

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-02-02
S63	Uniform Securities Agent State Law Examination	2005-04-22

S66 Uniform Combined State Law Examination

2007-02-02
S63 Uniform Securities Agent State Law Examination

2005-04-22

Designations

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews