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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2007-10-31
  • NE RA
    APPROVED
    Since 2007-10-31

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Grand Island, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Des Moines IA 09/2000 Present
Principal Securities Inc Des Moines IA 03/2016 Present
  • 09/2000 → Present
    Principal Life Insurance Company
    Des Moines, IA
  • 03/2016 → Present
    Des Moines, IA
Other Businesses

CORESTOGA CHORUS, 1/2002-PRESENT, MUSIC, VICE PRESIDENT OF MUSIC & PERFORMANCE, VICE PRESIDENT OF PUBLIC RELATIONS,NOT INVESTMENT RELATED. HALL COUNTY ELECTION COMMISSION POSITION: Poll Worker NATURE: Paid poll worker for elections INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 13 START DATE: 05/10/2022 ADDRESS: 121 N Pine St, Grand Island NE 68801, United States DESCRIPTION: I will be working at polling sites in whatever duties may be needed, whether that be counting votes, checking voters in, etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-26
  • S66 Uniform Combined State Law Examination
    2007-10-26

View on SEC IAPD

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