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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-10-21
  • NC RA
    APPROVED
    Since 2022-10-21

Branch Locations

1201 Edwards Mill Rd Ste 200, Raleigh, NC 27607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nc State University Raleigh NC 04/2018 01/2022
Leesville Road High School Raleigh NC 04/2014 04/2018
Aquaticreations Raleigh NC 01/2018 01/2019
Kyle S Parker Raleigh NC 05/2021 08/2021
John F Mitchell Raleigh NC 05/2021 08/2021
Samuel W Brewer Raleigh NC 05/2021 08/2021
Kyle S Parker Raleigh NC 01/2022 Present
John F Mitchell Raleigh NC 01/2022 Present
Samuel W Brewer Raleigh NC 01/2022 Present
Northwestern Mutual Investment Services, Llc Raleigh NC 03/2022 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2023 Present
  • 04/2018 → 01/2022
    Nc State University
    Raleigh, NC
  • 04/2014 → 04/2018
    Leesville Road High School
    Raleigh, NC
  • 01/2018 → 01/2019
    Aquaticreations
    Raleigh, NC
  • 05/2021 → 08/2021
    Kyle S Parker
    Raleigh, NC
  • 05/2021 → 08/2021
    John F Mitchell
    Raleigh, NC
  • 05/2021 → 08/2021
    Samuel W Brewer
    Raleigh, NC
  • 01/2022 → Present
    Kyle S Parker
    Raleigh, NC
  • 01/2022 → Present
    John F Mitchell
    Raleigh, NC
  • 01/2022 → Present
    Samuel W Brewer
    Raleigh, NC
  • 03/2022 → Present
    Raleigh, NC
  • 10/2023 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. 100% OWNER, 541 PINE RIDGE PL, 541 PINE RIDGE PL, NC - RALEIGH, , NORTH CAROLINA, 27609, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 06/27/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, LANDLORD. INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-20
  • S66 Uniform Combined State Law Examination
    2022-10-20

View on SEC IAPD

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