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Sohan Shah

Ameriprise Financial Services, LLC

Raleigh, NC

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-15
  • NC RA
    APPROVED
    Since 2026-04-15

Branch Locations

1611 Jones Franklin Rd Ste 104, Raleigh, NC 27606-3376 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Raleigh NC 12/2023 Present
Dbx Commodities London 01/2023 05/2023
Elon University Elon NC 08/2019 06/2023
Invown New York City NY 06/2022 08/2022
Green Hope High School Cary NC 08/2015 05/2019
Premium Merchant Funding New York City NY 05/2022 06/2022
Lugano's Ristorante Cary NC 05/2017 06/2017
N/A Cary NC 05/2023 12/2023
  • 12/2023 → Present
    Ameriprise Financial Services, Llc
    Raleigh, NC
  • 01/2023 → 05/2023
    Dbx Commodities
    London
  • 08/2019 → 06/2023
    Elon University
    Elon, NC
  • 06/2022 → 08/2022
    Invown
    New York City, NY
  • 08/2015 → 05/2019
    Green Hope High School
    Cary, NC
  • 05/2022 → 06/2022
    Premium Merchant Funding
    New York City, NY
  • 05/2017 → 06/2017
    Lugano's Ristorante
    Cary, NC
  • 05/2023 → 12/2023
    N/A
    Cary, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-14
  • S66 Uniform Combined State Law Examination
    2026-04-14
Other Names
  • Sohan Shah
  • Sohan Ipcit Shah

View on SEC IAPD

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Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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