William Francis Hofving

New York Life Investment Management LLC

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Current Employers

New York Life Investment Management Llc

51 Madison Avenue, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-06-18

NY RA
APPROVED

Since 2024-06-18

Branch Locations

51 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Investments	New York	NY	07/2023	Present
Agnello's Italian Restaurant	New City	NY	06/2018	10/2018
Paramount Country Club	New City	NY	06/2019	08/2019
Paramount Country Club	New City	NY	06/2020	08/2020
Mackay Shields	New York	NY	06/2021	08/2021
Apogem Capital	New York	NY	06/2022	08/2022
Student	New City	NY	10/2013	05/2023

07/2023 → Present

New York Life Investments

New York, NY
06/2018 → 10/2018

Agnello's Italian Restaurant

New City, NY
06/2019 → 08/2019

Paramount Country Club

New City, NY
06/2020 → 08/2020

Paramount Country Club

New City, NY
06/2021 → 08/2021

Mackay Shields

New York, NY
06/2022 → 08/2022

Apogem Capital

New York, NY
10/2013 → 05/2023

Student

New City, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-06-18

S66 Uniform Combined State Law Examination

2024-06-18

View on SEC IAPD

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