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Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-07-21
  • MA RA
    APPROVED
    Since 2021-07-21

Branch Locations

Reading, MA • United States

290 Congress Street, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Management Investment Distributors, Inc. Boston MA 05/2021 Present
Brown Brothers Harriman Boston MA 04/2018 05/2021
Your Move Inc. Boston MA 11/2016 03/2020
Belmont Hill School Belmont MA 02/2017 04/2017
Belmont Hill School Belmont MA 11/2016 02/2017
United Shore Professional Baseball League Utica MI 07/2016 09/2017
Extra Innings Inc. Watertown MA 03/2017 04/2017
Belmont Hill School Belmont MA 11/2017 02/2018
Belmont Hill School Belmont MA 02/2018 04/2018
  • 05/2021 → Present
    Columbia Management Investment Distributors, Inc.
    Boston, MA
  • 04/2018 → 05/2021
    Brown Brothers Harriman
    Boston, MA
  • 11/2016 → 03/2020
    Your Move Inc.
    Boston, MA
  • 02/2017 → 04/2017
    Belmont Hill School
    Belmont, MA
  • 11/2016 → 02/2017
    Belmont Hill School
    Belmont, MA
  • 07/2016 → 09/2017
    United Shore Professional Baseball League
    Utica, MI
  • 03/2017 → 04/2017
    Extra Innings Inc.
    Watertown, MA
  • 11/2017 → 02/2018
    Belmont Hill School
    Belmont, MA
  • 02/2018 → 04/2018
    Belmont Hill School
    Belmont, MA
Other Businesses

Name of Activity: Your Move, Inc.; Date Activity Started/Modified/Ended: 6/11/2022; Type of Activity: Retail Sales; Role/Relationship: Employee; Responsibilities: Organize and set up or break down and reset customer event requests and orders; Income Per Year: $10,000 - $20,000; Total Hours Per Month: 21 - 40; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-18
  • S66 Uniform Combined State Law Examination
    2021-05-18
Other Names
  • Sean Gustin
  • Sean Patrick Gustin

View on SEC IAPD

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