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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-16
CT RA APPROVED 2022-06-29
  • TX RA
    APPROVED_RES
    Since 2022-08-16
  • CT RA
    APPROVED
    Since 2022-06-29

Branch Locations

20 Walkers Brook Dr, Reading, MA 01867 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Woburn MA 07/2019 Present
Self Employed Boston MA 09/2010 01/2022
Somerville Public Schools Somerville MA 09/2012 09/2018
Somerville Public Schools Somerville MA 07/2008 08/2017
Bank Of America, N.A. Woburn MA 02/2022 Present
  • 07/2019 → Present
    Woburn, MA
  • 09/2010 → 01/2022
    Self Employed
    Boston, MA
  • 09/2012 → 09/2018
    Somerville Public Schools
    Somerville, MA
  • 07/2008 → 08/2017
    Somerville Public Schools
    Somerville, MA
  • 02/2022 → Present
    Bank Of America, N.A.
    Woburn, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-25
  • S66 Uniform Combined State Law Examination
    2022-06-25

View on SEC IAPD

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